“I have not failed. I have found 1000 ways that won't work. Next time ..." Thomas Edison
ESSENTIALS your light touch compliance service.
ESSENTIALS works for firms which want streamlined, light touch but safe compliance support.
Directly authorised IFA firms don’t need heavy duty, expensive compliance support. We provide you with the tools you need; a document library including must have and nice to have policies and procedures and regulatory updates which remain available to you for as long as you want.
“Essentials provides us with a wealth of information to ensure that we are always meeting the Compliance requirements of the FCA. This is indeed essential for the small IFA firm where resources can be stretched meeting all the regulatory demands placed upon us by the FCA. Essentials provides us with a first class, on demand service that means we can go about our business with confidence”. TP, Owner, IFA, Scotland
Many firms are forced to do too much, and pay too much to compliance consultants.
Essentials is unique. For a £150 annual subscription; we supply you with the documents you need and the activities you need to do, to be compliant. You have access to our document library and regulatory update service, so you are always up to date.